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Applicant-tracking source confirmed

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

Alpaca

Finance, Billing & BookkeepingRemoteNot stated by employerEntry levelRemote - JapanJapan58d ago

Opportunity overview

What you should know

We checked this opportunity from Alpaca. It is listed as Japan.

The work location is Remote - Japan. Employer-stated compensation: Salary not included in the job posting.

Job description

About this role

Alpaca Japan is the Japanese subsidiary of a U.S.-based fintech company and is registered as a Type I Financial Instruments Business Operator. We provide API-based securities trading infrastructure and support financial institutions offering U.S. stock trading through order routing to our U.S. broker-dealer group company. To support our rapidly growing business in Japan, we are seeking a bilingual Compliance Associate with business-level proficiency in both Japanese and English. In this role, you will support a broad range of compliance and securities back-office functions, while also contributing to operational improvements and new business initiatives.

Responsibilities

  • Support regulatory filings, reports, and communications with the Financial Services Agency (FSA), Kanto Regional Finance Bureau, the Japan Securities Dealers Association (JSDA), and other regulatory authorities.
  • Support and improve internal compliance operations and related processes.
  • Perform AML/CFT, customer due diligence, transaction monitoring, and other compliance-related operational tasks.
  • Maintain and update internal policies, procedures, and operational manuals.

Qualifications and requirements

  • Business-level proficiency in both Japanese and English.
  • At least 3 years of experience in back-office operations at a securities firm in Japan, such as corporate or administrative functions or other related back-office functions.
  • A proactive mindset with the ability to work collaboratively across teams.
  • Ability to adapt to change and embrace new responsibilities in a fast-paced environment.
  • Strong organizational skills with the ability to prioritize multiple tasks effectively.
  • Practical experience in compliance.
Confirm the latest details with the employer

The description, responsibilities and qualifications used for this page and its JobPosting data appear above. Use the application action in the Job snapshot to confirm any later changes before applying.

Why you may be eligible

The source lists Japan as the eligible location. Confirm that you meet any work-authorization, time-zone and experience requirements.

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How this listing was checked

Source status
Applicant-tracking source confirmed
Employer or source
Alpaca
Source checked
September 7, 2026
Application destination
Employer or official applicant-tracking website
Work setup and location
Remote · Remote - Japan
Who can apply
Japan · Confirmed by source
Pay
Not stated by employer
Deadline
Not stated by employer

We check the source and visible requirements, but the employer controls changes and the final hiring decision. Confirm the latest requirements before applying.